Learning Outcome
- Learn the CMS compliance management system and apply CMS principles to the institution
- Recognise the distinction between compliance and ethics, and adhere to the compliance legal framework
- Adopt some effective risk-management methods for your organisation
- Implement the risk management procedure in order to reduce the risk in the workplace
Description
Know how to ensure that your employees are following the given rules and learn to evaluate and forecast the risks with the Compliance and Risk Management Diploma. Both Compliance and Risk Management are vital for the growth of your company. In the course, you will learn to utilize these two methods in your business firms.
Compliance management or the Compliance Management System is a comprehensive compliance program that focuses on whether your employees are following a given set of rules or not. The course teaches you how to ensure the office environment where people will follow the given rules.
On the other hand, risk management allows you to predict the risk by analyzing various factors and helps you to make decisions from the analysis. The course shows you the procedures of identifying risks and avoiding or minimising the risks.
To recapitulate, you will learn how to train the employees to maintain rules and how to explore or predict the financial risks for avoiding common problems.
Course design
The course is delivered through our online learning platform, accessible through any internet-connected device such as laptop, tab or smartphones. There are no formal deadlines or teaching schedules, meaning you are free to study the course at your own pace.
You are taught through a combination of
- Video lessons
- Online study materials
Certificate of Achievement
Endorsed Certificate of Achievement from the Quality Licence Scheme
After successfully completing this course, learners will be able to order an endorsed certificate as proof of their new achievement. Endorsed certificates can be ordered and get delivered to your home by post for only £109. There is an additional £10 postage charge for international students.
Certification from Thames College
After successfully completing the MCQ assessment, you will qualify for a Certificate from Thames College, as proof of your continued professional development. Certification is available in PDF format, at the cost of £9, or a hard copy can be sent to you via post, at the cost of £15.
Disclaimer
The Compliance and Risk Management Diploma course has been endorsed under the Quality Licence Scheme. This means that One Education has undergone an external quality check to ensure that the organisation and the courses it offers meet defined quality criteria. The completion of this Compliance and Risk Management Diploma course alone does not lead to a regulated qualification but may be used as evidence of knowledge and skills gained. The Learner Unit Summary may be used as evidence towards Recognition of Prior Learning if you wish to progress your studies in this subject. To this end the learning outcomes of the Compliance and Risk Management Diploma course have been benchmarked at Level 5 against level descriptors published by Ofqual, to indicate the depth of study and level of demand/complexity involved in successful completion by the learner.
The Compliance and Risk Management Diploma course itself has been designed by One Education to meet specific learners’ and/or employers’ requirements which cannot be satisfied through current regulated qualifications.
The Quality Licence Scheme endorsement involves robust and rigorous quality audits by external auditors to ensure quality is continually met. A review of courses is carried out as part of the endorsement process.
Endorsement
This course has been endorsed by the Quality Licence Scheme for its high-quality, non-regulated provision and training programmes. This course is not regulated by Ofqual and is not an accredited qualification. Your training provider will be able to advise you on any further recognition, for example progression routes into further and/or higher education. For further information please visit the Learner FAQs on the Quality Licence Scheme website.
Method of Assessment
To assess your learning, you have to participate in an automated multiple-choice question exam. You have to score at least 60% to pass the exam and to qualify for Quality Licence Scheme endorsed certificate. After passing the exam, you will be able to apply for a certificate. However, if you fail, you can always retake the exam for £3.99.
In addition, to enhance the depth of your knowledge regarding the course and further assess your learning, you are advised to complete the assignment questions provided at the end of the course, which you can complete anytime you wish. After submitting the assignment, our expert tutor will assess your assignment and will give you feedback on your performance.
Why Study This Course
If you’re an existing practitioner, this course will enhance your expertise and boost your CV with key skills.
The Compliance and Risk Management Diploma is open to all, with no formal entry requirements. All you need is a passion for learning, a good understanding of the English language, numeracy and IT, and to be over the age of 16.
Course Curriculum
| Compliance and Risk Management Diploma | |||
| Module 1: Introduction to Compliance | |||
| Introduction to Compliance | 00:17:00 | ||
| Assessment Module 01 | |||
| Final Exam – Compliance : Compliance Officer | 00:20:00 | ||
| Module 2: Five basic elements of compliance | |||
| Five basic elements of compliance | 00:25:00 | ||
| Assessment Module 02 | |||
| Module 02 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 3: Compliance Management System (CMS) | |||
| Compliance Management System (CMS) | 00:26:00 | ||
| Assessment Module 03 | |||
| Module 03 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 4: Compliance Audit | |||
| Compliance Audit | 00:38:00 | ||
| Assessment Module 04 | |||
| Module 04 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 5: Compliance and Ethics | |||
| Compliance and Ethics | 00:26:00 | ||
| Assessment Module 05 | |||
| Module 05 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 6: Risk and Types of Risk | |||
| Risk and Types of Risk | 00:25:00 | ||
| Assessment Module 06 | |||
| Module 06 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 7: Introduction to Risk Management | |||
| Introduction to Risk Management | 00:25:00 | ||
| Assessment Module 07 | |||
| Module 07 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 8: Risk Management Process | |||
| Risk Management Process | 00:18:00 | ||
| Assessment Module 08 | |||
| Module 08 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Recommended Readings | |||
| Recommended Readings – Compliance and Risk Management Diploma | 00:00:00 | ||
| Optional Assignment | |||
| Optional Assignment – Compliance and Risk Management Diploma | 1 week | ||
| Feedback | |||
| Learner Feedback | 00:00:00 | ||
Certificate of Achievement
CPD Accredited Certification
Certification is available –
- In PDF for £2.99
- Hard copy for £8.99
